Workshop on ASX Operating Rules – Melbourne Back |
 Understanding Participant obligations under the ASX Operating Rules – this workshop is for compliance professionals and team leaders with designated responsibilities under the Operating Rules, particularly those who are new to the role or need a refresher course.
Workshop covers: Participant business models; Compliance governance; Compliance program; Notification requirements; Self Reporting - guidance; Expectations on breach register notifications and, Key areas of rules - snap focus on obligations.
Dates: Melbourne (13 or 14 May).
Workshops will be planned for other states.
ASX will be issuing a Circular shortly with full details, including registration.
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