Understanding Participant obligations under the ASX Operating Rules – this workshop is for compliance professionals and team leaders with designated responsibilities under the Operating Rules, particularly those who are new to the role or need a refresher course.

Workshop covers: Participant business models; Compliance governance; Compliance program; Notification requirements; Self Reporting - guidance; Expectations on breach register notifications and, Key areas of rules - snap focus on obligations. 

 

Dates: Melbourne (13 or 14 May). 

 

Workshops will be planned for other states. 

 

ASX will be issuing a Circular shortly with full details, including registration.