Compliance Breakfasts Back |
 Following the success of the Compliance Breakfast at the national SDIA Conference each year, SDIA with the kind support of Blake Dawson, held one-off Compliance Breakfasts in October in Melbourne and Sydney.
The Compliance Breakfasts were well attended and gave the opportunity to learn about and discuss matters of interest in the current climate, including:
o Client Insolvency
o Short Selling
o Third Party Clearing &
o AML/CTF.
SDIA is most grateful to Jonathan Gordon at Blake Dawson for hosting these events.
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