RE Exam Preparation Workshop – 10 CPD (Compliance) Back |
 Are you (or your staff) about to sit for the ASX / ACH RE Exam?
2x 3-hour intensive workshops (conducted over 2 days) to cover the exam syllabus in detail, ensuring that you are well prepared for the exam and know what to expect on the day. SDIA Policy Executive, Doug Clark MSDIA – presents each workshop.
Detailed course notes are provided upon registration for the workshop to help you with your self-study.
Course outline
The 12 ASX topics are divided into 7 mini workshops:
o Accounts, Audit, Capital Requirements and Surveillance
o Dealing (2 Sections)
o Client Relations (2 Sections)
o Participants & Supervision arrangements; Unprofessional Conduct
o Derivatives
o Clearing and Settlements
o Corporations Act: Conduct of Securities Business; Conduct in relation to Securities & other requirements
Dates
Sydney – 25 & 26 November
Fees*
Individual Members $825.00
Organisational Members $990.00
Non-Members $1210.00
Education & Training Enquiries
For further information on any of these workshops, please visit www.sdia.org.au or contact SDIA on education@sdia.org.au or tel: (02) 8080 3200.
*All prices include GST. Merchant fees apply to credit card payments: Visa (1.5%); Mastercard (1.5%); AMEX (3.1%); Diners Club (4%)
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