Refresher Executive Refresher Course – 4 CPD (Compliance) Back |
 This NEW course provides a refresher on the ASX requirements applicable to REs and reviews some of the main topics in the ASX Responsible Executive Exam. This workshop is intended as a refresher course for existing REs who have already passed the Exam, but could also be of interest to potential REs.
Topics include ASX RE Management & Supervision Requirements (& ASIC RM comparisons); ASX Capital Adequacy, Records, Trust; Dealing & Client relations rules; ASX Disciplinary Processes; Corporations Act requirements.
Dates
Perth – 5 November, Melbourne - 10 December.
Fees*
Individual Members $412.50
Organisational Members $495
Non-Members $605
*All prices include GST. Merchant fees apply to credit card payments: Visa (1.5%); Mastercard (1.5%); AMEX (3.1%); Diners Club (4%)
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