Are you (or your staff) about to sit for the ASX / ACH RE Exam? Then you need to do this course!
SDIA’s 2x 3 hour intensive course (conducted over 2 days) will cover the exam syllabus in detail to ensure that you are well prepared for the exam and know what to expect on the day.
SDIA Policy Executive, Doug Clark MSDIA, presents each workshop.
Detailed course notes are provided upon registration to help you self-study.
The 12 ASX topics are divided into 7 mini workshops:
1. Accounts, Audit, Capital Requirements and Surveillance
2. Dealing
3. Client Relations
4. Participants & Supervision arrangements; Unprofessional Conduct
5. Derivatives
6. Clearing and Settlements
7. Corporations Act: Conduct of Securities Business; Conduct in relation to Securities & other requirements
The training will entitle participants to up to 10 CPD hours (Compliance).
Details are subject to alteration, and achieving a minimum number of registrations. Registrants will be advised if details change.
Payment is required prior to place being confirmed at session. Please complete the attached registration form.
For further information, please contact SDIA on education@sdia.org.au or tel: (02) 8080 3200.