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January 06, 2009
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Event Information

Responsible Executive Refresher Workshop

Where:
SDIA
Level 6, 56 Pitt Street, Sydney
NSW 2000, Australia
When: Tue, Feb 24 2009 9:30 AM - 1:30 PM
CPD Hours: 4 (Compliance)


Event Information
Selected Date - Venue:


Venue Information
SDIA, NSW

Event Description

This workshop gives a refresher on the ASX requirements applicable to Responsible Executives (REs) and goes through some of the main topics covered in the ASX Responsible Executive Exam.

It is intended as a refresher for existing REs who have already passed the Exam, but may also be of interest to potential REs. Workshop participants will earn 4 CPD Hours (Compliance) for attending.  Notes will be provided.

The course, presented by Doug Clark, Honorary Editor of the ASX/ACH RE Exam, will include opportunities for discussion, and assessment tasks.

Topics include:
  • ASX RE Management & Supervision Requirements (& ASIC RM comparisons)
  • ASX Capital Adequacy, Records, Trust
  • Dealing & Client relations rules
  • ASX Disciplinary Processes
  • Corporations Act requirements
ASX REs are required to complete 8 hours p.a. compliance CPD each financial year. More thorough preparation for the exam is provided in the Responsible Executive Exam Preparation Courses also offered.

Details are subject to alteration, and achieving a minimum number of registrations. Registrants will be advised if details change. Sessions in other States can be arranged with sufficient demand. Payment is required prior to place being confirmed at session.

For further information, please contact SDIA on education@sdia.org.au or tel: (02) 8080 3200.

Note: Merchant fees now apply to credit card payments: Visa (1.5%); Mastercard (1.5%); AMEX (3.1%); Diners Club (4%)
Group discounts apply and in-house workshops are available on request.
Click here for the SDIA Cancellation Policy.
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